Dal provides three advisory services to regulated financial institutions in Saudi Arabia, covering the full path from licensing to ongoing compliance and independent assurance.
Financial Institution Setup:
Whether you're establishing a new firm, need an additional CMA license, or are launching a FinTech, our experts will guide you from start to finish to meet regulatory requirements as quickly as possible.
AML Compliance (AML 360):
Augment your AML compliance function with AML 360, our advisory service powered by Ayn. You get a dedicated compliance officer, screening, transaction monitoring, reporting and policies, and full regulatory coverage, without hiring and training a team from scratch.
Governance, Risk, Compliance & Internal Audit:
Avoid regulatory risk and potential penalties by strengthening your governance, risk and compliance controls, and let our ex-CMA experts run independent internal audit reviews against Article 62 of the Capital Market Institutions Regulations. Dal helps capital market firms build customer trust and stakeholder confidence by addressing areas of concern before they become problems.
